Compliance Manager Job Description Template

Job Brief

We are looking for an experienced Compliance Manager to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters.

A great Compliance Manager is well-versed in legal guidelines and corporate governance best practices. They are professionals of high ethical standards and work diligently to complete their duties keeping in mind the objectives of the business. You must be comfortable saying “no” when necessary and be result-oriented.

The goal is to preserve the company’s integrity by making sure it stays on a lawful and ethical course.

Responsibilities

Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies
Evaluate the efficiency of controls and improve them continuously
Revise procedures, reports etc. periodically to identify hidden risks or non-conformity issues
Draft, modify and implement company policies
Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations
Assess the business’s future ventures to identify possible compliance risks
Review the work of colleagues when necessary to identify compliance issues and provide advice or training
Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
Prepare reports for senior management and external regulatory bodies as appropriate

Requirements

Proven experience as compliance manager
In-depth knowledge of the industry’s standards and regulations
Excellent knowledge of reporting procedures and record keeping
A business acumen partnered with a dedication to legality
Methodical and diligent with outstanding planning abilities
An analytical mind able to “see” the complexities of procedures and regulations
Excellent communication skills
BSc/BA in law, finance, business administration or related field
Certified compliance professional is a plus

What does Compliance Manager do?

A Compliance Manager is responsible for ensuring that a company adheres to relevant laws, regulations, and industry standards. On a day-to-day basis, their duties may include:

Developing and implementing compliance policies and procedures.
Conducting compliance audits to identify potential risks and areas for improvement.
Providing guidance and education to employees on compliance requirements.
Monitoring changes in laws and regulations and assessing their impact on the organization.
Collaborating with other departments to address compliance issues and develop solutions.
Investigating and addressing compliance violations and taking corrective actions when necessary.
Maintaining documentation and records related to compliance activities.
Keeping a record of compliance breaches, risks, and incidents.
Conducting compliance training and workshops for employees.
Staying updated on industry best practices and emerging trends in compliance.

Overall, a Compliance Manager ensures that the organization operates within legal and regulatory boundaries, mitigates risks, and maintains a culture of compliance throughout the company.

Jobs similar to Compliance Manager

Compliance Officer job description

Assistant Controller job description

GDPR Data Protection Officer job description

Internal Auditor job description

General Counsel job description

Safety Officer job description

External Auditor job description

Brexit Project Manager job description

Compliance Manager Job Description Examples

Compliance Manager• Municipal Employees Credit Uni

Ensures the Credit Union is in compliance with all state and federal regulations, laws, and rules.

Analyzes new and pending compliance requirements affecting the Credit Union's practices...

Develops, revises, communicates, and implements policies and procedures to ensure compliance

Compliance Manager (Remote)• Brex

CRF Team at Brex

The Compliance, Risk and Fraud (“CRF”) team helps the company grow responsibly, advocating for Brex and for the thousands of growing businesses we serve. We own the compliance policies for Brex, provide strategic advice and guidance to all Brex teams, protect Brex from Financial Crime and other compliance risks, and represent the company externally on key regulatory and policy...

Risk Compliance Manager• PearlCare Search Group

Our client, a leading international law firm, is seeking a REMOTE Identity Access Management Applications Analyst to join an outstanding team.

Description...

KEY ACCOUNTABILITIES:• Accountable for managing the client assessments/audits capability on the Compliance Risk Management Team, in partnership with the Sr Manager Compliance Risk Management. Responsible for maintaining an up-to-date ar...

Information Security Risk & Compliance Manager• Extreme Networks

Extreme Networks Named to Computerworld’s 2023 List of Best Places to Work in IT!

Over 50,000 customers globally trust our end-to-end, cloud-driven networking solutions and rely on our top-rated services and support to accelerate their digital transformation efforts and deliver progress like never before and with double digit growth year over year, no provider is better positioned to deliver.....