Use this Compliance Officer job description template to advertise the open roles for free using Longlist.io. You can use this template as a starting point, modify the requirements according the needs of your organization or the client you are hiring for.
We are looking for a Compliance Officer to ensure that our operations and business transactions follow all relevant legal and internal rules. You will also review employees’ work and provide advice on compliance.
To succeed in this role, you should be a reliable professional who is not afraid to speak their mind and stand by their decisions. You should be familiar with risk management and our industry’s standards. If you also have a sharp business acumen, we’d like to meet you.
Your goal will be to ensure we operate in a legal and ethical manner while meeting our business objectives.
27870BRJob Description:The Chief Compliance Officer ("CCO) is responsible for the overall development, oversight and administration of the compliance function and the managing and directing of the investment adviser compliance program for Lionstone Investments. Lionstone Investments is a Houston-based SEC-registered Investment Adviser that is currently primarily focused on the management of.....
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Experience with Compliance is required and must be Licensed to practice law in the state of Texas
The Corporate Compliance Officer oversees all areas of Company compliance. This individual will audit, review, and evaluate compliance issues/concerns wit...
The Spero Clinic is the worlds leading Neurologic Rehabilitation Program. If you like rapid growth and working with an exceptional and world renowned team, this position may be perfect for you. We are a busy holistic clinic that sees patients from across the globe suffering from some of the most painful conditions known to mankind. Our purpose is to change the healthcare chronic pain paradigm a...
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